Best Investors Account Sign in

Marcus Suman

J.P. Morgan Securities LLC

Chicago, IL

Tempe, AZ

Waddell, AZ

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
AZ RA APPROVED 2026-06-18
  • TX RA
    APPROVED
    Since 2026-07-06
  • AZ RA
    APPROVED
    Since 2026-06-18

Branch Locations

10 S Dearborn St, Chicago, IL 60603-2300 • United States

150 W University Dr, Floor 04, Tempe, AZ 85281 • United States

Waddell, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Co Phoenix AZ 09/2017 03/2021
Wells Fargo Bank Scottsddale AZ 11/2016 09/2017
Unemployed Peoria AZ 05/2016 10/2016
Fidelity Investments Salt Lake City UT 11/2021 01/2024
Unemployed Phoenix AK 03/2021 10/2021
J.P. Morgan Securities Llc Tempe AZ 04/2024 Present
Unemployed Phoenix AZ 02/2024 03/2024
  • 09/2017 → 03/2021
    Charles Schwab Co
    Phoenix, AZ
  • 11/2016 → 09/2017
    Wells Fargo Bank
    Scottsddale, AZ
  • 05/2016 → 10/2016
    Unemployed
    Peoria, AZ
  • 11/2021 → 01/2024
    Fidelity Investments
    Salt Lake City, UT
  • 03/2021 → 10/2021
    Unemployed
    Phoenix, AK
  • 04/2024 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 02/2024 → 03/2024
    Unemployed
    Phoenix, AZ
Previous Registrations
  • 2022-02-23 → 2024-02-07
    Fidelity Personal And Workplace Advisors
    Peoria, AZ
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2018-02-26
  • S66 Uniform Combined State Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2018-02-26
Other Names
  • Marcus S Suman
  • Marcus Suman

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor