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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-08 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| King Soopers | Greenwood Village | CO | 05/2011 | 08/2017 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 09/2017 | 06/2020 |
| Morgan Stanley | Temple Terrace | FL | 06/2020 | 06/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2020 | 06/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-05 |
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