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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-08
  • FL RA
    APPROVED
    Since 2022-08-08

Branch Locations

Riverview, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
King Soopers Greenwood Village CO 05/2011 08/2017
Charles Schwab & Co., Inc. Lone Tree CO 09/2017 06/2020
Morgan Stanley Temple Terrace FL 06/2020 06/2022
Morgan Stanley Private Bank, N.A New York NY 09/2020 06/2022
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 05/2011 → 08/2017
    King Soopers
    Greenwood Village, CO
  • 09/2017 → 06/2020
    Lone Tree, CO
  • 06/2020 → 06/2022
    Temple Terrace, FL
  • 09/2020 → 06/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-23
S63 Uniform Securities Agent State Law Examination 2018-03-05
  • S66 Uniform Combined State Law Examination
    2018-08-23
  • S63 Uniform Securities Agent State Law Examination
    2018-03-05

View on SEC IAPD

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