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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-26 |
Branch Locations
241 Ne 4Th Street Ste B, Delray Beach, FL 33444 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-27 |
| FL | RA | APPROVED | 2025-01-23 |
Branch Locations
Deerfield Beach, FL • United States
241 Ne 4Th St Ste B, Delray Beach, FL 33444 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Boca Raton | FL | 09/2017 | 01/2025 |
| University Of Mississippi | Oxford | MS | 08/2016 | 05/2017 |
| Unemployed | Gulfport | FL | 05/2017 | 09/2017 |
| Charles Schwab Bank, Ssb | Boca Raton | FL | 09/2017 | 01/2025 |
| Ameriprise Financial Services, Llc | Delray Beach | FL | 01/2025 | 08/2026 |
| Raymond James Financial Services, Inc. | Delray Beach | FL | 08/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Delray Beach | FL | 08/2026 | Present |
| Shining Sea Tax Llc | Delray Beach | FL | 12/2025 | Present |
| Rgwool Llc | Delray Beach | FL | 04/2021 | Present |
| Shining Seas Private Wealth | Delray Beach | FL | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-05 |
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