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Wendy Kay Connealy

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-01-27
  • NE RA
    APPROVED
    Since 2022-01-27

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Omaha NE 09/2017 06/2024
Paypal Omaha NE 11/2009 09/2017
Charles Schwab & Co., Inc. Omaha NE 01/2022 Present
Charles Schwab Trust Bank Omaha NE 09/2023 Present
  • 09/2017 → 06/2024
    Td Ameritrade, Inc
    Omaha, NE
  • 11/2009 → 09/2017
    Paypal
    Omaha, NE
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 09/2023 → Present
    Charles Schwab Trust Bank
    Omaha, NE
Previous Registrations
  • 2021-03-16 → 2023-02-28
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2021-03-29 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
S63 Uniform Securities Agent State Law Examination 2017-11-06
  • S66 Uniform Combined State Law Examination
    2021-03-05
  • S63 Uniform Securities Agent State Law Examination
    2017-11-06
Other Names
  • Wendy Connealy

View on SEC IAPD

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