John Gicker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-12-17
CT	RA	APPROVED	2019-11-04

TX RA
APPROVED

Since 2019-12-17
CT RA
APPROVED

Since 2019-11-04

Branch Locations

Wilmington, MA • United States

360 Hamilton Ave Global Human Resources- The Academy, White Plains, NY 10601 • United States

2 Smith St, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	MA	09/2017	Present
Bank Of America, N.A.	Burlington	MA	09/2017	Present
Capital One	Cambridge	MA	01/2013	07/2017

09/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA
09/2017 → Present

Bank Of America, N.A.

Burlington, MA
01/2013 → 07/2017

Capital One

Cambridge, MA

Other Businesses

I*, 2762282 Entity Type: Not for profit Name of OBA: Wilmington Youth Soccer Address: Wilmington, Massachusetts 01887 Investment Related: No Position, Title, Association: Assistant Coach Employee Start Date: 08/27/2025 No Hours: 5 hours per week No Hours during trading: 0 Duties: Assistant Coach, Local youth soccer program

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-01

S66 Uniform Combined State Law Examination

2019-11-01

Other Names

John Gicker
John Wayne Gicker

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