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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-06-27
  • RI RA
    APPROVED
    Since 2023-06-27

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Marshfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Wellesley MA 05/2018 11/2021
Massachusetts Mutual Life Insurance Company Wellesley MA 04/2018 11/2021
Sfp Wealth, Llc Wellesley MA 09/2017 04/2018
Bentley University Waltham MA 05/2013 05/2017
Inte Securities Llc Boston MA 02/2022 06/2023
Eolas Capital Llc Boston MA 11/2021 06/2023
Unemployed Wellesley MA 05/2017 08/2017
Mml Investor Services, Llc Needham MA 06/2023 Present
Massachusetts Mutual Life Insurance Company Needham MA 06/2023 Present
  • 05/2018 → 11/2021
    Wellesley, MA
  • 04/2018 → 11/2021
    Massachusetts Mutual Life Insurance Company
    Wellesley, MA
  • 09/2017 → 04/2018
    Sfp Wealth, Llc
    Wellesley, MA
  • 05/2013 → 05/2017
    Bentley University
    Waltham, MA
  • 02/2022 → 06/2023
    Inte Securities Llc
    Boston, MA
  • 11/2021 → 06/2023
    Eolas Capital Llc
    Boston, MA
  • 05/2017 → 08/2017
    Unemployed
    Wellesley, MA
  • 06/2023 → Present
    Mml Investor Services, Llc
    Needham, MA
  • 06/2023 → Present
    Massachusetts Mutual Life Insurance Company
    Needham, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-02
S63 Uniform Securities Agent State Law Examination 2018-08-20
  • S65 Uniform Investment Adviser Law Examination
    2022-07-02
  • S63 Uniform Securities Agent State Law Examination
    2018-08-20
Other Names
  • Tim James Over

View on SEC IAPD

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