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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-12 |
| WY | RA | APPROVED | 2020-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Interstate Bank | Laramie | WY | 07/2017 | Present |
| First Interstate Bank | Laramie | WY | 04/2016 | 07/2017 |
| Lpl Financial Llc | Laramie | WY | 09/2017 | Present |
1.10/12/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Interstate Investment Services; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.09/16/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Digital Wealth Services; Investment Related; at Reported Business Location(s); Start Date 09/06/2021; 160hrs/mth; 8hrs during trading 3.08/20/2026; Kendra Scott; Other - Jewelry Sales; Not Investment Related; Laramie,WY; Start Date 04/01/2022; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-10 |
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