Reed D Smith

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 11/2024
  Northwestern Mutual Investment Services Llc
  New York, NY
• 02/2019 → 05/2023
  Prudential
  Bethesda, MD
• 05/2014 → 05/2018
  Student
  College Park, MD
• 05/2023 → 06/2024
  Invesco
  Atlanta, GA
• 05/2024 → 08/2024
  Pete Liao
  New York, NY
• 06/2014 → 01/2018
  Brescome Barton
  North Haven, CT
• 05/2017 → 08/2017
  Lafayette 148
  New York City, NY
• 09/2017 → 05/2018
  Seventy2 Capital
  Bethesda, MD
• 07/2018 → 07/2019
  Baseball Zone
  Gaithersburg, MD
• 09/2018 → 05/2023
  Pruco Securities Llc
  Bethesda, MD
• 10/2024 → 11/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2025 → Present
  Ameriprise Financial Services Llc
  Saddle Brook, NJ

Previous Registrations

• 2024-08-23 → 2024-11-25
  Northwestern Mutual Investment Services, Llc
  New York, NY
• 2023-06-27 → 2024-05-22
  Invesco Advisers, Inc.
  Atlanta, GA
  Madison, CT
• 2019-02-19 → 2023-06-08
  Pruco Securities, Llc.
  North Bethesda, MD

Exams

• S66 Uniform Combined State Law Examination
  2019-01-24

Other Names

• Reed Smith
• Reed D Smith
• Reed Donovan Smith
• Reed Smith