Martin Patrick Maier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 07/2021
  Waddell & Reed, Inc.
  Chesaning, MI
• 04/1999 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Chesaning, MI
• 05/2009 → Present
  Chesaning Union Schools
  Chesaning, MI
• 02/2014 → Present
  Mmb Associates Llc
  Chesaning, MI
• 07/2021 → Present
  Lpl Financial, Llc
  Chesaning, MI

Previous Registrations

• 2007-10-09 → 2021-07-21
  Waddell & Reed
  Chesaning, MI
  Grand Blanc, MI
  Flint, MI
  Hamden, CT
  Grand Blanc, MI
  Hamden, CT
  Grand Blanc, MI

Other Businesses

1- 09/23/2021 - Exclusive Insurance Brokerage and Crump - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 09/23/2021 2- 11/22/2021 / DBA for LPL Business (entity for LPL business) / MMB Advisors / Investment Related / CHESANING, Michigan 3-11/22/2021 / Business Owner / 10 HR MNTH / Non-Investment Related / Chesaning, MI 48616 4- 11/22/2021 / MMB Associates LLC / Business Entity For Tax/Investment Purposes Only / Non-Investment Related / Chesaning, MI 48616 5- 08/15/2023 - associates of clifton park - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/17/2023 - 5 Hours Per Month/ 5 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-04
• S63 Uniform Securities Agent State Law Examination
  1999-03-30

Other Names

• Martin Patrick Maier
• Martin Maier