Nicholas R Kruse

Current Employers

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-09
IA	RA	APPROVED	2018-04-20

TX RA
APPROVED

Since 2025-08-09
IA RA
APPROVED

Since 2018-04-20

Branch Locations

3390 Asbury Road, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities, Inc.	Dubque	IA	02/2018	09/2020
Avantax Planning Partners, Inc	Dubuque	IA	09/2017	Present
Student: University Of Iowa	Iowa City	IA	05/2013	05/2017
Dupaco Community Credit Union	Dubuque	IA	05/2013	03/2017
Honkamp Krueger Financial Services	Dubuque	IA	03/2017	09/2017
Proequities Inc	Dubuque	IA	09/2017	02/2018
Avantax Investment Services, Inc.	Dubuque	IA	09/2020	09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services.	Dubuque	IA	03/2021	09/2025
Cetera Wealth Services, Llc	Dubuque	IA	09/2025	Present

02/2018 → 09/2020

Proequities, Inc.

Dubque, IA
09/2017 → Present

Avantax Planning Partners, Inc

Dubuque, IA
05/2013 → 05/2017

Student: University Of Iowa

Iowa City, IA
05/2013 → 03/2017

Dupaco Community Credit Union

Dubuque, IA
03/2017 → 09/2017

Honkamp Krueger Financial Services

Dubuque, IA
09/2017 → 02/2018

Proequities Inc

Dubuque, IA
09/2020 → 09/2025

Avantax Investment Services, Inc.

Dubuque, IA
03/2021 → 09/2025

Avantax Insurance Agency And/Or Avantax Insurance Services.

Dubuque, IA
09/2025 → Present

Cetera Wealth Services, Llc

Dubuque, IA

Other Businesses

1) HONKAMP KRUGER FINANCIAL SERVICES POSITION: Reg. Rep. NATURE: Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/20/2018 ADDRESS: 3390 Asbury Road, Dubuque IA 52002, United States DESCRIPTION: Registered rep.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-10

S66 Uniform Combined State Law Examination

2018-04-10

Designations

View on SEC IAPD