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Jeremy J Grund

Principal Securities, Inc.

Minnetonka, MN

CRD 6855704

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-24
  • MN RA
    APPROVED
    Since 2026-02-24

Branch Locations

11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Minnetonka MN 10/2025 Present
Principal Securities, Inc. Minnetonka MN 10/2025 Present
Full Time Parent/Unemployed Victoria MN 03/2024 10/2025
Healthpartners Bloomington MN 12/2020 04/2024
Unemployed Victoria MN 10/2020 12/2020
Wand Corporation Eden Prairie MN 05/2019 10/2020
Federal Package Network Chanhassen MN 12/2017 05/2019
Unemployed Mankato MN 08/2017 12/2017
Cinch Connectivity Solutions Waseca MN 12/2015 08/2017
Minnesota National Guard-Active Duty Orders Service Mankato MN 04/2016 07/2017
Minnesota National Guard Mankato MN 02/2007 02/2019
  • 10/2025 → Present
    Principal Life Insurance Company
    Minnetonka, MN
  • 10/2025 → Present
    Minnetonka, MN
  • 03/2024 → 10/2025
    Full Time Parent/Unemployed
    Victoria, MN
  • 12/2020 → 04/2024
    Healthpartners
    Bloomington, MN
  • 10/2020 → 12/2020
    Unemployed
    Victoria, MN
  • 05/2019 → 10/2020
    Wand Corporation
    Eden Prairie, MN
  • 12/2017 → 05/2019
    Federal Package Network
    Chanhassen, MN
  • 08/2017 → 12/2017
    Unemployed
    Mankato, MN
  • 12/2015 → 08/2017
    Cinch Connectivity Solutions
    Waseca, MN
  • 04/2016 → 07/2017
    Minnesota National Guard-Active Duty Orders Service
    Mankato, MN
  • 02/2007 → 02/2019
    Minnesota National Guard
    Mankato, MN
Other Businesses

**FIXED INSURANCE POSITION: Financial Representative NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 04/16/2026 ADDRESS: 11100 Wayzata Blvd, Minnetonka MN 55305, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **CHASKA CHANHASSEN HOCKEY ASSOCIATION POSITION: Coach NATURE: Youth Hockey Coach INVESTMENT RELATED: No NUMBER OF HOURS: 56 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2026 ADDRESS: 1459 Spruce Point, Victoria MN 55386, United States DESCRIPTION: Coaching youth hockey.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-22
S63 Uniform Securities Agent State Law Examination 2025-09-05
  • S65 Uniform Investment Adviser Law Examination
    2025-10-22
  • S63 Uniform Securities Agent State Law Examination
    2025-09-05
Other Names
  • Jeremy James Grund
  • Jeremy J Grund
  • Jeremy Grund

View on SEC IAPD

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