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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-01-21
WI RA APPROVED 2025-11-18
OR RA APPROVED 2025-10-30
UT RA APPROVED 2023-12-20
AZ RA APPROVED 2023-12-15
VT RA APPROVED 2023-11-22
MD RA APPROVED 2023-01-06
GA RA APPROVED 2021-10-26
NC RA APPROVED 2021-09-23
TX RA APPROVED 2021-08-20
MN RA APPROVED 2021-08-04
CA RA APPROVED 2021-06-17
NY RA APPROVED 2021-04-16
MO RA APPROVED 2021-04-15
PA RA APPROVED 2021-03-31
FL RA APPROVED 2021-01-06
DC RA APPROVED 2020-12-15
CO RA APPROVED 2020-11-25
VA RA APPROVED 2020-09-28
  • OH RA
    APPROVED
    Since 2026-01-21
  • WI RA
    APPROVED
    Since 2025-11-18
  • OR RA
    APPROVED
    Since 2025-10-30
  • UT RA
    APPROVED
    Since 2023-12-20
  • AZ RA
    APPROVED
    Since 2023-12-15
  • VT RA
    APPROVED
    Since 2023-11-22
  • MD RA
    APPROVED
    Since 2023-01-06
  • GA RA
    APPROVED
    Since 2021-10-26
  • NC RA
    APPROVED
    Since 2021-09-23
  • TX RA
    APPROVED
    Since 2021-08-20
  • MN RA
    APPROVED
    Since 2021-08-04
  • CA RA
    APPROVED
    Since 2021-06-17
  • NY RA
    APPROVED
    Since 2021-04-16
  • MO RA
    APPROVED
    Since 2021-04-15
  • PA RA
    APPROVED
    Since 2021-03-31
  • FL RA
    APPROVED
    Since 2021-01-06
  • DC RA
    APPROVED
    Since 2020-12-15
  • CO RA
    APPROVED
    Since 2020-11-25
  • VA RA
    APPROVED
    Since 2020-09-28

Branch Locations

600 Delaware Avenue, Buffalo, NY 14202 • United States

Williamsville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Niagara University Niagara Falls NY 06/2012 06/2017
Guardian Life Insurance Company Buffalo NY 09/2017 Present
Park Avenue Securities Buffalo NY 12/2017 Present
Guardian Life Insurance Company Williamsville NY 06/2024 Present
Park Avenue Securities Williamsville NY 06/2024 Present
  • 06/2012 → 06/2017
    Niagara University
    Niagara Falls, NY
  • 09/2017 → Present
    Guardian Life Insurance Company
    Buffalo, NY
  • 12/2017 → Present
    Park Avenue Securities
    Buffalo, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Williamsville, NY
  • 06/2024 → Present
    Park Avenue Securities
    Williamsville, NY
Other Businesses

1) Insurance other than Guardian, Start date: 08/01/2025, Address: 975 Wehrle Dr, Williamsville NY 14221, 4 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Center for Entrepreneurial Leadership-Advisory Counsel , Nature of Business: Council provides guidance and strategic insight to support the Center for Entrepreneurial Leadership’s mission, Start date: 08/01/2026, Address: 77 Gooddell St, Buffalo NY 14202, Duties: support the CEL program by helping with community engagement, recruiting prospective business owners and leaders for the program 5 total hours per month; 2 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23

View on SEC IAPD

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