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Rosalie G Froom

Morgan Stanley

New York, NY

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-26
  • NY RA
    APPROVED
    Since 2022-08-26

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2018 10/2021
Barnard College Of Columbia University New York NY 06/2014 05/2018
Morgan Stanley New York NY 07/2022 Present
Unemployed New York NY 10/2021 07/2022
  • 06/2018 → 10/2021
    Morgan Stanley
    New York, NY
  • 06/2014 → 05/2018
    Barnard College Of Columbia University
    New York, NY
  • 07/2022 → Present
    Morgan Stanley
    New York, NY
  • 10/2021 → 07/2022
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-31
Other Names
  • Rosalie Froom

View on SEC IAPD

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