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Trevor James Ratliff

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

Saint Louis, MO

CRD 6855189

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-19
  • WI RA
    APPROVED
    Since 2025-12-19

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 09/2017 06/2024
Huddle House; Ratliff Inc. Fredericktown MO 01/2016 08/2019
Charles Schwab & Co. St. Louis MO 09/2022 05/2025
Unemployed St. Louis MO 05/2025 12/2025
Northwestern Mutual Investment Services, Llc Milwaukee WI 12/2025 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2025 Present
  • 09/2017 → 06/2024
    Td Ameritrade
    St. Louis, MO
  • 01/2016 → 08/2019
    Huddle House; Ratliff Inc.
    Fredericktown, MO
  • 09/2022 → 05/2025
    Charles Schwab & Co.
    St. Louis, MO
  • 05/2025 → 12/2025
    Unemployed
    St. Louis, MO
  • 12/2025 → Present
    Northwestern Mutual Investment Services, Llc
    Milwaukee, WI
  • 12/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
  • 2022-09-30 → 2025-06-13
    Charles Schwab & Co., Inc.
    St Louis, MO
  • 2018-10-23 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2018-10-23 → 2020-06-02
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2017-10-27
  • S66 Uniform Combined State Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-10-27

View on SEC IAPD

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