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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| AL | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2025-08-15 |
| NY | RA | APPROVED | 2023-09-08 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Philadelphia | PA | 09/2017 | 05/2018 |
| Mainline Private Wealth | Wynnewood | PA | 09/2016 | 03/2017 |
| Drexel University | Philadelphia | PA | 09/2014 | 03/2019 |
| Axa Advisors Llc | New York | NY | 04/2019 | 06/2020 |
| Mymedicarepro | Philadelphia | PA | 03/2018 | 04/2019 |
| Equitable Advisors, Llc | New York | NY | 04/2019 | 09/2021 |
| E*Trade Securities Llc | New York | NY | 11/2021 | 08/2023 |
| E*Trade Capital Management Llc | New York | NY | 11/2021 | 08/2023 |
| Morgan Stanley | New York | NY | 03/2023 | 08/2023 |
| Harrisdirect Llc | New York | NY | 11/2021 | 08/2023 |
| Tiaa | New York | NY | 09/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-01 |
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