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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-17 |
Branch Locations
403 N Wc Riles #3, Flagstaff, AZ 86001 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurors Network Ltd | Flagstaff | AZ | 07/2015 | 01/2018 |
| Self-Employment | Flagstaff | AZ | 06/2014 | 12/2017 |
| Northland Financial | Flagstaff | AZ | 12/2018 | Present |
| Verity Asset Management | Durham | NC | 02/2018 | 06/2018 |
| Verity Financial Group | Durham | NC | 02/2018 | 06/2018 |
| Teacher's Pension | Flagstaff | AZ | 02/2017 | 06/2018 |
| Encompass More | Flagstaff | AZ | 12/2017 | 02/2018 |
| Jd Mellberg Financial | Tucson | AZ | 06/2018 | 03/2019 |
| Secure Investment Management | Tucson | AZ | 08/2018 | 03/2019 |
| Simplicity Wealth, Llc | Summit | NJ | 06/2019 | Present |
1) Northland Financial, LLC; Investment-related; 403 N WC Riles #3 Flagstaff, AZ 86001; Insurance sales; President; 12/2018; Approx. 140 hours/month; Approx. 140 hours/month during trading hours; insurance sales and service. 2) Joel Rieck; Investment-related; 403 N WC Riles #3 Flagstaff, AZ 86001; Insurance sales; Licensed Insurance Agent; 12/2018; Approx. 140 hours/month as President of Northland Financial; Approx. 140 hours/month during trading hours as President of Northland Financial; insurance sales and service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-31 |
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