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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-12-03 |
| MN | RA | APPROVED | 2023-08-15 |
| GA | RA | APPROVED | 2023-08-14 |
| SC | RA | APPROVED | 2023-08-14 |
| WY | RA | APPROVED | 2023-08-14 |
| FL | RA | APPROVED | 2023-08-11 |
| LA | RA | APPROVED | 2023-08-11 |
| NY | RA | APPROVED | 2023-08-11 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
1740 Se 18Th Street Suite 1301, Ocala, FL 34471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arindel Farms | Ocala | FL | 07/2017 | 12/2017 |
| City Of Ocala Dba Ocala Police Department | Ocala | FL | 09/2013 | 07/2017 |
| Premier Designs | Ocala | FL | 02/2016 | 02/2017 |
| Newbridge Securities Corp | The Villages | FL | 09/2017 | 09/2018 |
| Gilbert Flooring Llc | Ocala | FL | 02/2018 | 09/2018 |
| Harmony House | Ocala | FL | 07/2017 | 07/2017 |
| Edward Jones | St Louis | MO | 09/2018 | 03/2019 |
| Homemaking | Ocala | FL | 03/2019 | 04/2019 |
| Thrivent Investment Management Inc | Ocala | FL | 04/2019 | 02/2023 |
| Thrivent Financial | Appleton | WI | 06/2019 | 08/2019 |
| Thrivent Financial | Appleton | WI | 08/2019 | 02/2023 |
| National Rifle Association | Fairfax | VA | 01/2023 | 09/2024 |
| Gradient Securities | Arden Hills | MN | 07/2023 | Present |
1. CENTRAL FLORIDA WEALTH MANAGEMENT, INC; INV RELATED; 1740 SE 18TH STREET, SUITE 1301, OCALA, FL 34471; INSURANCE; INSURANCE AGENT; START 6/2023; 40 HOURS PER MONTH; 4 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE AND DBA NAME USED FOR SECURITIES, ADVISORY AND INSURANCE BUSINESS. 2. OUR HEARTS ALIGN, INC; NOT INV RELATED; 179 NE 51ST STREET, OCALA, FL 34479; PREGNANCY LOSS AWARENESS SUPPORT GROUP 501C(3); BOARD MEMBER; START 01/2018; 4 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; VOLUNTEERS TIME FOR SERVICE PROJECTS. GIVES INPUT ON HOW THE BUSINESS CAN ACQURE NEW DONORS AND VOLUNTEERS FOR AWARENESS OF THIS FOUNDATION. PARTICIPATE IN ACTIVITIES SUCH AS 5K'S. TEA PARTIES, FUND RAISING EVENTS FOR THE BUSINESS. 3. MANGUM WEALTH MANAGEMENT, LLC; NOT INV RELATED; 6358 SW 155TH PL, OCALA, FL 34473; LLC FOR TAX PURPOSES FOR INSURANCE BUSINESS ONLY; MANAGING MEMBER; START 7/2019; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; LLC FOR TAX PURPOSES FOR INSURANCE BUSINESS ONLY. 4. BUSINESS NETWORKING INTERNATIONAL (BNI); NOT INV RELATED; WEST CENTRAL FLORIDA; MEMBER/EDUCATIONAL COORDINATOR; START 10/2024; 6 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; MEET WEEKLY TO NETWORK & EDUCATE OTHERS. 5. ESTATE PLANNING COUNCIL; NOT INV RELATED; WEST CENTRAL FLORIDA; MEMBER; START 2/2025; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; PARTICIPATES IN NETWORKING GROUP. 6. HC4 - HENANDO COUNTY CONTINUITY OF CARE COUNCIL, INC; NOT INV RELATED; WEST CENTRAL FLORIDA; MEMBER; START 7/2025; 3 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; PARTICIPATES IN NETWORKING GROUP. 7. OFF THE RECORD; NOT INV RELATED; WEST CENTRAL FLORIDA; MEMBER; START 7/2025; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; PARTICIPATES IN NETWORKING GROUP. 8. REVOCABLE LIVING TRUST OF MATTHEW D SAMS; NOT INV RELATED; 6358 SW 155TH PL, OCALA, FL 34473; SPOUSE OF TRUSTEE (REPORTING OBLIGATION, NON-PARTICIPATORY); 0 HOURS PER MONTH; MARTIAL ASSET RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-08 |
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