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Christopher Charles Graham

Rbc Capital Markets, LLC

Pittsburgh, PA

Bethel Park, PA

CRD 6854596

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
TX RA APPROVED 2021-04-22
PA RA APPROVED 2021-04-15
  • NY RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED
    Since 2021-04-22
  • PA RA
    APPROVED
    Since 2021-04-15

Branch Locations

One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States

Bethel Park, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Pittsburgh PA 09/2017 Present
Pnc Bank Pittsburgh PA 01/2017 09/2017
Pnc Bank Pittsburgh PA 09/2014 01/2017
  • 09/2017 → Present
    Rbc Capital Markets, Llc.
    Pittsburgh, PA
  • 01/2017 → 09/2017
    Pnc Bank
    Pittsburgh, PA
  • 09/2014 → 01/2017
    Pnc Bank
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-15
  • S66 Uniform Combined State Law Examination
    2021-04-15

View on SEC IAPD

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