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Edward Alaric James

Neuberger Berman Bd LLC

Chicago, IL

Glen Ellyn, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
IL RA APPROVED 2018-06-07
  • NY RA
    APPROVED
    Since 2021-04-12
  • IL RA
    APPROVED
    Since 2018-06-07

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Glen Ellyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 08/2017 Present
Bayview Asset Management Coral Gables FL 04/2013 07/2017
  • 08/2017 → Present
    Neuberger Berman
    Chicago, IL
  • 04/2013 → 07/2017
    Bayview Asset Management
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-07
  • S66 Uniform Combined State Law Examination
    2018-06-07
Other Names
  • Edward Alaric James

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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