Jeffrey Aaron Gardner

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Various Insurance Carriers For W & R Insurance Agencies
  Fallbrook, CA
• 04/2011 → 04/2024
  Sagepoint Financial Advisors
  Carlsbad, CA
• 09/2023 → 04/2024
  Osaic Wealth, Inc.
  Carlsbad, CA
• 05/2024 → Present
  Commonwealth Financial Network
  San Diego, CA
• 05/2024 → Present
  Terramar Wealth
  Richmond, TX

Previous Registrations

• 2023-09-01 → 2024-05-03
  Osaic Wealth, Inc.
  Carlsbad, CA
• 2011-05-24 → 2023-09-01
  Osaic Services, Inc.
  Carlsbad, CA
• 2009-08-10 → 2011-02-18
  Waddell & Reed
  Riverside, CA

Other Businesses

Fixed insurance sales; as of 5/01/2024; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2009-08-06
• S63 Uniform Securities Agent State Law Examination
  1999-05-24

Other Names

• Jeff Gardner
• Jeffrey Aaron Gardner
• Jeffrey A Gardner