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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED | 2023-05-16 |
| DE | RA | APPROVED | 2022-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 09/2017 | 01/2022 |
| The Rockford Center | Newark | DE | 10/2015 | 09/2017 |
| Brown Advisory | Wilmington | DE | 01/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dover | DE | 08/2022 | Present |
Status: APPRVD I*557359 For profit or not for profit: Entity For Profit Name of outside business organization: Etsy Shop Investment related: N Address of business: Townsend, Delaware, 19734 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 10/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: To sell homegoods, shelves, decorative items
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-13 |
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