Andrew Derick Ellis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 03/2013 → 05/2017
  Dd's
  Jacksonville, FL
• 09/2021 → 07/2022
  Us Assure
  Jacksonville, FL
• 08/2021 → 10/2021
  Hawkers Asian Street Fare
  Jacksonville, FL
• 08/2021 → 08/2021
  Aldi
  Jacksonville, FL
• 08/2021 → 09/2021
  Winn Dixie
  Jacksonville, FL
• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Previous Registrations

• 2020-08-31 → 2021-07-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  New York, NY

Other Businesses

I have an Etsy shop online in the name of Atavus Oddities that has been previously approved when I was in my current position. Not Investment related. No business address Arts & Crafts, commit less than 5hrs a week to the business. Duties include producing artwork and mailing/shipping.

Exams

• S66 Uniform Combined State Law Examination
  2020-08-27

Other Names

• Andrew Derick Ellis
• Andrew Ellis