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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1120 North 103Rd Plaza Suite 220, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Omaha | NE | 08/2017 | 11/2024 |
| Clean Country | Omaha | NE | 05/2016 | 05/2017 |
| Jake & Joe's Spotless Windows | Arlington | NE | 05/2015 | 05/2017 |
| University Of Nebraska-Omaha | Omaha | NE | 08/2014 | 08/2017 |
| Prudential Insurance Company Of America | Omaha | NE | 10/2017 | Present |
| Lpl Enterprise, Llc | Omaha | NE | 11/2024 | Present |
1) 08/22/2024 - Nebraska Financial Advisors - Financial Planning - DBA for LPL Business (entity for LPL business) - Inv Related - At OMAHA, NE - Start Date 11/01/2022 - 200hrs/mth - 150hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-28 |
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