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Sean Patrick Kelleher

Equitable Advisors, LLC

Bellevue, WA

CRD 6854375

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-10-24
  • WA RA
    APPROVED
    Since 2023-10-24

Branch Locations

10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployment Everett WA 06/2017 10/2017
Gonzaga Spokane WA 09/2013 05/2017
Axa Advisors, Llc New York NY 10/2017 06/2020
Equitable Advisors, Llc New York NY 10/2017 Present
  • 06/2017 → 10/2017
    Unemployment
    Everett, WA
  • 09/2013 → 05/2017
    Gonzaga
    Spokane, WA
  • 10/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 10/2017 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-23
S63 Uniform Securities Agent State Law Examination 2017-11-06
  • S65 Uniform Investment Adviser Law Examination
    2023-10-23
  • S63 Uniform Securities Agent State Law Examination
    2017-11-06
Other Names
  • Sean Kelleher

View on SEC IAPD

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