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Austin Stewart Lay

U.S. Bancorp Advisors, LLC

Independence, KY

CRD 6854358

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
OH RA APPROVED 2026-02-13
  • TX RA
    APPROVED
    Since 2026-03-27
  • OH RA
    APPROVED
    Since 2026-02-13

Branch Locations

5262 Madison Pike, Independence, KY 41051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Touchstone Securities Cincinnati OH 07/2017 05/2021
Ifs Financial Services Cincinnati OH 07/2017 05/2021
U.S. Bank Hamilton OH 07/2014 07/2017
U.S. Bancorp Investments, Inc. Cincinnati OH 05/2021 01/2026
U.S. Bank Cincinnati OH 05/2021 01/2026
U.S. Bancorp Investments, Inc. Independence KY 01/2026 02/2026
U.S. Bancorp Advisors, Llc Independence KY 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-07
S63 Uniform Securities Agent State Law Examination 2017-10-26
  • S65 Uniform Investment Adviser Law Examination
    2025-07-07
  • S63 Uniform Securities Agent State Law Examination
    2017-10-26
Other Names
  • Austin Lay

View on SEC IAPD

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