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Preston Investments CRD 289926
$198M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4345 Stockton Hill Rd, Kingman, AZ 86409 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-24 |
| AZ | RA | APPROVED | 2017-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Preston Investments | Kingman | AZ | 08/1998 | Present |
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 10/2018 |
| Preston Advisory Services Llc | Kingman | AZ | 08/2017 | Present |
1. PRESTON INVESTMENTS, 4345 STACKTON HELL RD, KINGMAN, AZ 86409, START 01/01/98, ESTATE PLANNING/FIXED INSURANCE, 50% OWNER, 1-2HR/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-01 |
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