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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-22 |
| TX | RA | APPROVED | 2019-04-22 |
Branch Locations
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Woodland Hills | CA | 06/2018 | 10/2018 |
| Ubs Financial Services | Pasadena | CA | 09/2017 | 05/2018 |
| California State University, Northridge | Northridge | CA | 01/2018 | 05/2018 |
| Notre Dame High School | Sherman Oaks | CA | 01/2014 | 05/2018 |
| California State University, Northridge | Northridge | CA | 08/2013 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 10/2018 | 03/2019 |
| Morgan Stanley | Woodland Hills | CA | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-11 |
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