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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-03 |
Branch Locations
336 North Gay St, Auburn, AL 36830 • United States
11020 Chantilly Pkwy, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Auburn | AL | 06/2026 | Present |
| Max Credit Union | Montgomery | AL | 06/2014 | 08/2017 |
| Max Credit Union | Montgomery | AL | 08/2017 | Present |
| Lpl Financial Llc | Auburn | AL | 08/2017 | 08/2018 |
| Stonex Securities Inc | Auburn | AL | 08/2018 | 06/2026 |
| Stonex Advisors Inc | Auburn | AL | 08/2018 | 06/2026 |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name MAX Wealth Management - Inv Rel - At Reported Business Location (s) - Start Date : 05/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-12 |
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