Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-01 |
Branch Locations
545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States
Clintonwallingford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Hamden | CT | 01/1999 | 11/2021 |
| Raymond James Financial Services Advisors, Inc | Hamden | CT | 01/2009 | 11/2021 |
| Ameriprise Financial Services Llc | New Haven | CT | 11/2021 | Present |
| Insurance-Non Variable | Hamden | CT | 07/2011 | 11/2021 |
Independent Insurance Brokering; Guggenhiem Life; 08/01/2016; Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-06 |
Reach out to this advisor