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Katherine E Gallo

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-04-07
NJ RA APPROVED 2021-05-18
TX RA APPROVED 2020-02-19
MD RA APPROVED 2019-02-19
  • DC RA
    APPROVED
    Since 2022-04-07
  • NJ RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2020-02-19
  • MD RA
    APPROVED
    Since 2019-02-19

Branch Locations

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 09/2017 Present
Gettysburg College Gettysburg PA 08/2013 05/2017
Unemployed Haddonfield NJ 05/2017 09/2017
  • 09/2017 → Present
    Morgan Stanley
    Washington, DC
  • 08/2013 → 05/2017
    Gettysburg College
    Gettysburg, PA
  • 05/2017 → 09/2017
    Unemployed
    Haddonfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-19
  • S66 Uniform Combined State Law Examination
    2019-02-19
Other Names
  • Katherine Gallo

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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