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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-25
MI RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2025-04-25
  • MI RA
    APPROVED
    Since 2023-11-03

Branch Locations

Hfg Financial Group 5659 West Michigan Avenue, Kalamazoo, MI 49009 • United States

Hfg Advisors Inc.

5659 West Michigan Ave., Kalamazoo, MI 49009 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-03-11
  • MI RA
    APPROVED
    Since 2022-03-11

Branch Locations

5659 West Michigan Ave., Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consumers Energy Jackson MI 07/2014 07/2022
Fsc Securities Corp Atlanta GA 09/2017 07/2022
Hfg Advisors Inc. Kalamazoo MI 03/2019 07/2022
Fsc Securities Corp Atlanta GA 07/2022 11/2023
Hfg Advisors Inc Kalamazoo MI 07/2022 Present
Osaic Wealth, Inc. Kalamazoo MI 11/2023 Present
  • 07/2014 → 07/2022
    Consumers Energy
    Jackson, MI
  • 09/2017 → 07/2022
    Fsc Securities Corp
    Atlanta, GA
  • 03/2019 → 07/2022
    Kalamazoo, MI
  • 07/2022 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 07/2022 → Present
    Kalamazoo, MI
  • 11/2023 → Present
    Kalamazoo, MI
Previous Registrations
  • 2019-03-19 → 2023-11-03
    Fsc Securities Corporation
    Kalamazoo, MI
    Atlanta, GA
Other Businesses

1. HFG FINANCIAL GROUP INSURANCE POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2019 ADDRESS: 5659 W Michigan Ave #100, Kalamazoo MI 49009, United States DESCRIPTION: I am currently life and health licensed but have not used as of yet. 2. HFG FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/18/2019 ADDRESS: 5659 W Michigan Ave #100, Kalamazoo MI 49009, United States DESCRIPTION: Financial Advisor working with my own clients and well as supporting Dan Youngs with his clients.Series 24 - Doing OSJ work as a delegate. 3. PATHWAYS FINANCIAL GROUP LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/18/2019 ADDRESS: 5659 W. Michigan, Kalamazoo MI 49009, United States DESCRIPTION: Series 24 - Doing some administrative and OSJ Work 4. THE BRIDGE CHURCH POSITION: Finance Team Member NATURE: Church Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 7200 Angling Rd, Portage MI 49024, United States DESCRIPTION: I am part of the finance team committee at the Bridge Church. We look over the church's budget and help allocate funds to various areas.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-03-18
Designations

View on SEC IAPD

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