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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-04-10 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Planning Services Insurance Agency | Phoenix | AZ | 08/2016 | 02/2019 |
| Usaa Financial Advisors, Inc | Phoenix | AZ | 08/2017 | 02/2019 |
| Midfirst Bank | Phoenix | AZ | 08/2014 | 08/2016 |
| Morgan Stanley | Gilbert | AZ | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-27 |
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