Donald Ray Rice

Current Employers

Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-03-28

GA RA
APPROVED

Since 2024-03-28

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

1424 North Brown Rd Suite 200, Lawrenceville, GA 30043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Johns Creek	GA	08/2017	06/2018
World Financial Group, Inc.	Johns Creek	GA	07/2017	06/2018
Synergy Financial Partners	Cumming	GA	03/2013	Present
America'S Health Team	Madison	TN	10/2011	Present
Retirement Wealth Advisors, Inc.	Canton	GA	04/2020	05/2020
Solomon Api, Lp	Canton	GA	04/2022	02/2023
Wealth Wave	Johns Creek	GA	06/2017	06/2018
Alphastar Capital Management, Llc	Cornelius	NC	03/2024	Present

08/2017 → 06/2018

Transamerica Financial Advisors, Inc

Johns Creek, GA
07/2017 → 06/2018

World Financial Group, Inc.

Johns Creek, GA
03/2013 → Present

Synergy Financial Partners

Cumming, GA
10/2011 → Present

America'S Health Team

Madison, TN
04/2020 → 05/2020

Retirement Wealth Advisors, Inc.

Canton, GA
04/2022 → 02/2023

Solomon Api, Lp

Canton, GA
06/2017 → 06/2018

Wealth Wave

Johns Creek, GA
03/2024 → Present

Alphastar Capital Management, Llc

Cornelius, NC

Previous Registrations

2022-04-26 → 2023-02-24

Solomon Api Llc

Canton, GA

Rockledge, FL
2020-05-04 → 2020-05-18

Brookstone Wealth Advisors, Llc

Canton, GA
2017-09-29 → 2018-06-14

Transamerica Financial Advisors, Llc

Alpharetta, GA

Other Businesses

1. SYNERGY FINANCIAL PARTNERS; Non-investment related; 1424 N Brown Rd, Suite 200, Lawrenceville, GA 30043; Fixed Insurance and Annuity Sales; PRESIDENT; STARTED 03/2013; 120 HOURS/MONTH DEVOTED; 120 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. 2. America's Health Team; Non-investment related; 1424 N Brown Rd., Suite 200, Lawrenceville, GA 30043; Health Insurance Sales; Regional Director; Started 10/2011; 120 Hours/Month devoted, 120 Hours/month devoted during trading hours; Offer sale of health insurance products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-12-27
S65	Uniform Investment Adviser Law Examination	2017-06-30

S63 Uniform Securities Agent State Law Examination

2017-12-27
S65 Uniform Investment Adviser Law Examination

2017-06-30

View on SEC IAPD