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John Draths

Nuveen Asset Management, LLC

Chicago, IL

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-02-25
  • IL RA
    APPROVED
    Since 2020-02-25

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2018 02/2020
Tiaa Charlotte NC 06/2018 02/2020
Butler University Indianapolis IN 08/2014 05/2018
Valeo Financial Advisors Indianapolis IN 01/2017 04/2017
Core Finance Team Indianapolis IN 05/2017 08/2017
Grabovsky Group Indianapolis IN 08/2017 05/2018
Nuveen Chicago IL 02/2020 Present
  • 06/2018 → 02/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 06/2018 → 02/2020
    Tiaa
    Charlotte, NC
  • 08/2014 → 05/2018
    Butler University
    Indianapolis, IN
  • 01/2017 → 04/2017
    Valeo Financial Advisors
    Indianapolis, IN
  • 05/2017 → 08/2017
    Core Finance Team
    Indianapolis, IN
  • 08/2017 → 05/2018
    Grabovsky Group
    Indianapolis, IN
  • 02/2020 → Present
    Nuveen
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2018-08-17
Other Names
  • John Draths
  • John M Draths
  • John Michael Draths

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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