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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-03
TX RA APPROVED_RES 2025-09-02
  • FL RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2025-09-02

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 08/2017 Present
Jpmorgan Securities, Llc New York NY 08/2017 Present
Banco J.P. Morgan S/A Sao Paulo 06/2012 08/2017
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2017 → Present
    Jpmorgan Securities, Llc
    New York, NY
  • 06/2012 → 08/2017
    Banco J.P. Morgan S/A
    Sao Paulo
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-28
S63 Uniform Securities Agent State Law Examination 2017-11-13
  • S65 Uniform Investment Adviser Law Examination
    2025-08-28
  • S63 Uniform Securities Agent State Law Examination
    2017-11-13
Other Names
  • Andre Scarpa
  • Andre Lima Scarpa

View on SEC IAPD

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