Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-13
  • NJ RA
    APPROVED
    Since 2024-09-13

Branch Locations

Linwood, NJ • United States

213 White Horse Pike, Haddon Heights, NJ 08035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Bala Cynwyd PA 06/2017 09/2024
Mml Investors Services, Llc Bala Cynwyd PA 10/2017 09/2024
Student Glassboro NJ 09/2016 06/2017
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 06/2017 → 09/2024
    Mass Mutual Life Insurance Co
    Bala Cynwyd, PA
  • 10/2017 → 09/2024
    Bala Cynwyd, PA
  • 09/2016 → 06/2017
    Student
    Glassboro, NJ
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2017; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: HEIGHTS FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA NAME FOR FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-14
S63 Uniform Securities Agent State Law Examination 2018-02-03
  • S65 Uniform Investment Adviser Law Examination
    2018-05-14
  • S63 Uniform Securities Agent State Law Examination
    2018-02-03
Other Names
  • Ryan Brenner
  • Ryan Paul Brenner

View on SEC IAPD

More in Linwood, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor