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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | New Rochelle | NY | 04/2017 | 07/2017 |
| University Of Pennsylvania | Philadelphia | PA | 08/2016 | 04/2017 |
| New York Life Insurance Company | New York | NY | 08/2017 | 03/2018 |
| Nylife Securities, Llc | New York | NY | 12/2017 | 03/2018 |
| Mml Investors Services, Llc | Stamford | CT | 04/2018 | 04/2023 |
| Massmutual Life Insurance Co | Stamford | CT | 04/2018 | 04/2023 |
| Fidelity Investments | Stamford | CT | 05/2023 | 09/2024 |
| Fidelity Investments | Boston | MA | 10/2024 | 04/2026 |
| Sanford C. Bernstein & Co., Llc | Stamford | CT | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-03 |
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