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Douglas Eugene Henke

Pine To Palm Financial, LLC

Clermont, FL

CRD 3099965

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Employer firm

Pine To Palm Financial, LLC CRD 335396

$9.58M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pine To Palm Financial, Llc

Clermont, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-19
MN RA APPROVED 2025-08-01
FL RA APPROVED 2025-06-27
  • TX RA
    APPROVED_RES
    Since 2025-12-19
  • MN RA
    APPROVED
    Since 2025-08-01
  • FL RA
    APPROVED
    Since 2025-06-27

Branch Locations

Clermont, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfd Investments, Inc. Kokomo IN 01/2013 08/2017
Lpl Financial Llc White Bear Lake MN 07/2019 04/2020
American Investors Group Inc Minnetonka MN 09/2017 11/2017
Gardner Financial Services, Inc Minneapolis MN 11/2017 07/2019
Cfd Investments, Inc. Kokomo IN 04/2020 04/2022
Brookstone Capital Management Wheaton IL 04/2022 06/2025
Gardner Advisors Inc. Minneapolis MN 11/2017 07/2019
Pine To Palm Financial, Llc Clermont FL 06/2025 Present
  • 01/2013 → 08/2017
    Cfd Investments, Inc.
    Kokomo, IN
  • 07/2019 → 04/2020
    White Bear Lake, MN
  • 09/2017 → 11/2017
    American Investors Group Inc
    Minnetonka, MN
  • 11/2017 → 07/2019
    Gardner Financial Services, Inc
    Minneapolis, MN
  • 04/2020 → 04/2022
    Cfd Investments, Inc.
    Kokomo, IN
  • 04/2022 → 06/2025
    Brookstone Capital Management
    Wheaton, IL
  • 11/2017 → 07/2019
    Gardner Advisors Inc.
    Minneapolis, MN
  • 06/2025 → Present
    Clermont, FL
Previous Registrations
  • 2022-03-28 → 2025-06-23
    Wheaton, IL
    Clermont, FL
  • 2020-04-01 → 2022-04-07
    Clermont, FL
    Woodbury, MN
    Cottage Grove, MN
    Kokomo, IN
    Woodbury, MN
  • 2019-07-19 → 2020-04-13
    White Bear Lake, MN
  • 2017-11-30 → 2019-07-15
    Woodbury, MN
    St. Louis Park, MN
  • 2017-11-10 → 2017-11-27
    American Investors Group, Inc.
    Minnetonka, MN
  • 2013-01-17 → 2017-08-25
    Shakopee, MN
    Kokomo, IN
    Farmington, MN
    Cottage Grove, MN
  • 2011-05-10 → 2013-01-17
    Cetera Investment Services Llc
    Iowa Falls, IA
  • 2005-07-15 → 2006-10-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

independent insurance agent, Clermont, FL, investment related, annuity and life insurance sales and service, 03/16/2022, 20 hours monthly, duties include the salservice of annuities and life insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-16
S63 Uniform Securities Agent State Law Examination 1998-09-23
  • S65 Uniform Investment Adviser Law Examination
    2012-08-16
  • S63 Uniform Securities Agent State Law Examination
    1998-09-23
Other Names
  • Douglas Henke
  • Doug Henke

View on SEC IAPD

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