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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-24 |
| MI | RA | APPROVED | 2018-11-30 |
Branch Locations
1016 W Washington St, Marquette, MI 49885 • United States
960 Razorback Dr Ste 1, Houghton, MI 49931 • United States
1891 South Stephenson Ave., Iron Mountain, MI 49801 • United States
1 Lowrie Avenue, Gladstone, MI 49837 • United States
430 North Lincoln Road, Escanaba, MI 49829 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Upsb Financial Services | Escanaba | MI | 04/2017 | Present |
| Auto Owners Insurance Agency | Lansing | MI | 04/2014 | 04/2017 |
| Infinex Investments, Inc. | Meriden | CT | 08/2017 | 11/2018 |
| Lpl Financial Llc | Escanaba | MI | 11/2018 | Present |
| Upper Peninsula State Bank | Escanaba | MI | 11/2018 | Present |
1)11/01/2018 - UPSB Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-20 |
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