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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-24
MI RA APPROVED 2018-11-30
  • TX RA
    APPROVED_RES
    Since 2025-09-24
  • MI RA
    APPROVED
    Since 2018-11-30

Branch Locations

1016 W Washington St, Marquette, MI 49885 • United States

960 Razorback Dr Ste 1, Houghton, MI 49931 • United States

1891 South Stephenson Ave., Iron Mountain, MI 49801 • United States

1 Lowrie Avenue, Gladstone, MI 49837 • United States

430 North Lincoln Road, Escanaba, MI 49829 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Upsb Financial Services Escanaba MI 04/2017 Present
Auto Owners Insurance Agency Lansing MI 04/2014 04/2017
Infinex Investments, Inc. Meriden CT 08/2017 11/2018
Lpl Financial Llc Escanaba MI 11/2018 Present
Upper Peninsula State Bank Escanaba MI 11/2018 Present
  • 04/2017 → Present
    Upsb Financial Services
    Escanaba, MI
  • 04/2014 → 04/2017
    Auto Owners Insurance Agency
    Lansing, MI
  • 08/2017 → 11/2018
    Infinex Investments, Inc.
    Meriden, CT
  • 11/2018 → Present
    Escanaba, MI
  • 11/2018 → Present
    Upper Peninsula State Bank
    Escanaba, MI
Previous Registrations
Other Businesses

1)11/01/2018 - UPSB Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2017-11-20

View on SEC IAPD

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