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Gregory Herple Craine

LPl Financial LLC

Staunton, IL

CRD 3178544

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-03
IL RA APPROVED 2009-11-30
  • TX RA
    APPROVED
    Since 2025-09-03
  • IL RA
    APPROVED
    Since 2009-11-30

Branch Locations

417 W North St, Staunton, IL 62088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank In Staunton Staunton IL 07/2001 02/2018
Lpl Financial Llc Staunton IL 11/2009 Present
  • 07/2001 → 02/2018
    First National Bank In Staunton
    Staunton, IL
  • 11/2009 → Present
    Staunton, IL
Previous Registrations
  • 2004-01-30 → 2009-12-02
    Invest Financial Corporation
    Staunton, IL
    Staunton, IL
    Edwardsville, IL
    Hamel, IL
    Maryville, IL
    Mt. Olive, IL
    Troy, IL
  • 2001-09-04 → 2004-02-03
    Edwardsville, IL
Other Businesses

1. 02/18/2011: Herple Craine Trust - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - Co-trustee of grand father's trust due to his death - Time Spent 1%. 2. 3/13/2018 - Craine Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2018 - 40 Hours Per Month During Securities Trading. 3) 01/09/2025 - Bank of Springfield - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/02/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-25
  • S66 Uniform Combined State Law Examination
    1999-03-25
Other Names
  • Greg Herple Craine

View on SEC IAPD

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