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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-03 |
| IL | RA | APPROVED | 2009-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank In Staunton | Staunton | IL | 07/2001 | 02/2018 |
| Lpl Financial Llc | Staunton | IL | 11/2009 | Present |
1. 02/18/2011: Herple Craine Trust - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - Co-trustee of grand father's trust due to his death - Time Spent 1%. 2. 3/13/2018 - Craine Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2018 - 40 Hours Per Month During Securities Trading. 3) 01/09/2025 - Bank of Springfield - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/02/2025 - 40 Hrs/Mth - 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-25 |
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