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Michael Zunica

First Trust Advisors LP

Wheaton, IL

Walnut Creek, CA

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-07
  • IL RA
    APPROVED
    Since 2024-08-07

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Am Distributors, Inc Chicago IL 08/2017 08/2022
Mb Financial Rosemont IL 06/2017 08/2017
St. Rita Of Cascia High School Chicago IL 01/2017 06/2017
Unemployed Chicago IL 08/2013 01/2017
Dws San Diego CA 08/2022 12/2023
First Trust Portfolios L.P. Wheaton IL 12/2023 Present
First Trust Advisors L.P. Wheaton IL 12/2023 Present
  • 08/2017 → 08/2022
    Deutsche Am Distributors, Inc
    Chicago, IL
  • 06/2017 → 08/2017
    Mb Financial
    Rosemont, IL
  • 01/2017 → 06/2017
    St. Rita Of Cascia High School
    Chicago, IL
  • 08/2013 → 01/2017
    Unemployed
    Chicago, IL
  • 08/2022 → 12/2023
    Dws
    San Diego, CA
  • 12/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2023 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-06
S63 Uniform Securities Agent State Law Examination 2017-11-02
  • S65 Uniform Investment Adviser Law Examination
    2024-08-06
  • S63 Uniform Securities Agent State Law Examination
    2017-11-02
Other Names
  • Michael Zunica
  • Michael Leandro Zunica

View on SEC IAPD

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Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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