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Christina Caye Nusbaum

Charles Schwab & Co., Inc.

Austin, TX

CRD 3178515

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-07
  • TX RA
    APPROVED
    Since 2015-01-07

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Austin TX 04/2007 Present
Schwab Retirement Plan Services , Inc Austin TX 12/2011 Present
  • 04/2007 → Present
    Charles Schwab & Co., Inc
    Austin, TX
  • 12/2011 → Present
    Schwab Retirement Plan Services , Inc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-24
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S66 Uniform Combined State Law Examination
    2012-04-24
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Other Names
  • Christina Caye Murrell
  • Chris Nusbaum

View on SEC IAPD

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