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William Lee Sanders

Cetera Investment Advisers LLC

Bentonville, AR

CRD 6851532

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-04-04
  • AR RA
    APPROVED
    Since 2022-04-04

Branch Locations

Bentonville, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2017 07/2019
Student Bentonville AR 07/2009 05/2019
Sanders Properties Bentonville AR 03/2014 08/2017
Edward Jones St. Louis MO 07/2019 04/2022
First Allied Securities, Inc. San Diego CA 04/2022 09/2022
Cetera Investment Advisers, Llc. Schaumburg IL 04/2022 Present
Cetera Advisors Llc Bentonville AR 09/2022 Present
  • 09/2017 → 07/2019
    St Louis, MO
  • 07/2009 → 05/2019
    Student
    Bentonville, AR
  • 03/2014 → 08/2017
    Sanders Properties
    Bentonville, AR
  • 07/2019 → 04/2022
    St. Louis, MO
  • 04/2022 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2022 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Bentonville, AR
Previous Registrations
  • 2019-09-04 → 2022-04-05
    St Louis, MO
    Bentonville, AR
    St. Louis, MO
    Maryland Heights, MO
    Little Rock, AR
    Bentonville, AR
Other Businesses

1) SANDERS PROPERTIES; PROPERTY MANAGER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE: 05/01/2022; 60 HOURS PER MONTH; 2) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-31
  • S66 Uniform Combined State Law Examination
    2019-08-31

View on SEC IAPD

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