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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2017 | 07/2019 |
| Student | Bentonville | AR | 07/2009 | 05/2019 |
| Sanders Properties | Bentonville | AR | 03/2014 | 08/2017 |
| Edward Jones | St. Louis | MO | 07/2019 | 04/2022 |
| First Allied Securities, Inc. | San Diego | CA | 04/2022 | 09/2022 |
| Cetera Investment Advisers, Llc. | Schaumburg | IL | 04/2022 | Present |
| Cetera Advisors Llc | Bentonville | AR | 09/2022 | Present |
1) SANDERS PROPERTIES; PROPERTY MANAGER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE: 05/01/2022; 60 HOURS PER MONTH; 2) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-31 |
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