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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-07-05 |
| TX | RA | APPROVED | 2018-02-06 |
| CA | RA | APPROVED | 2017-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 08/2017 | Present |
| Argosy Capital | Wayne | PA | 01/2015 | 07/2017 |
| Bank Of America, N.A. | San Francisco | CA | 10/2017 | Present |
I*1397407 For profit or not for profit: Entity Charitable Name of outside business organization: The First Tee of Greater Philadelphia Investment related: N Address of business: Philadelphia, Pennsylvania, 19128, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/1/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Member of the Advisory board. Responsibilities include attending quarterly board meetings, helping to plan and execute events, spreading awareness of the organization and its mission, and mentoring program participants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-21 |
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