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Colleen Maura Lotto

Charles Schwab & Co., Inc.

Wayne, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-08
  • PA RA
    APPROVED
    Since 2019-03-08

Branch Locations

200 West Lancaster Ave, Wayne, PA 19087-4046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Tucson AZ 01/2010 02/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2019
Charles Schwab & Co., Inc. Wayne PA 02/2019 Present
Charles Schwab Bank Ssb Wayne PA 02/2019 Present
  • 01/2010 → 02/2019
    Fidelity Investments
    Tucson, AZ
  • 07/2018 → 02/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2019 → Present
    Charles Schwab & Co., Inc.
    Wayne, PA
  • 02/2019 → Present
    Charles Schwab Bank Ssb
    Wayne, PA
Previous Registrations
  • 2018-07-13 → 2019-02-26
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2011-06-03 → 2018-07-13
    Strategic Advisers Llc
    Tucson, AZ
    King Of Prussia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-27
S63 Uniform Securities Agent State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2011-05-27
  • S63 Uniform Securities Agent State Law Examination
    2005-07-14
Designations
Other Names
  • Colleen M Mcginley
  • Colleen Maura Mcginley

View on SEC IAPD

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JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Dana LoMonaco

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA
THE ASCENT GROUP, LLC · WAYNE, PA

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