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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-11 |
| CT | RA | APPROVED | 2021-11-15 |
Branch Locations
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Rochester | NY | 08/2016 | 10/2017 |
| Ithaca College | Ithaca | NY | 08/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 10/2017 | 11/2018 |
| Key Bank | Rochester | NY | 01/2019 | 09/2021 |
| Key Investment Services, Llc | Rochester | NY | 01/2019 | 09/2021 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 11/2021 | Present |
| Unemployed | Stamford | CT | 09/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-20 |
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