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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NY | 09/2017 | 07/2018 |
| University Of Massachusetts | Amherst | MA | 08/2015 | 05/2019 |
| Dion's Wine | Woburn | MA | 06/2016 | 09/2016 |
| Citizens Securities, Inc | Canton | MA | 06/2019 | 03/2020 |
| Citizens Bank | Brighton | MA | 06/2019 | 03/2020 |
| High Horse Brewing | Amherst | MA | 08/2018 | 05/2019 |
| John Hancock | Boston | MA | 03/2020 | 08/2021 |
| John Hancock Distributors Llc | Boston | MA | 03/2020 | 08/2021 |
| Columbia Management Investment Distributors, Inc. | Minneapolis | MN | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-01 |
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