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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-01
TX RA APPROVED 2023-01-01
  • CA RA
    APPROVED
    Since 2023-01-01
  • TX RA
    APPROVED
    Since 2023-01-01

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Financial, Inc Phoenix AZ 08/2017 05/2019
Rockridge Employment Group Phoenix AZ 04/2017 08/2017
Symmetry Financial Group Tempe AZ 02/2017 04/2017
Vonage Business Scottsdale AZ 07/2016 02/2017
Assetmark Brokerage, Llc Phoenix AZ 08/2017 05/2019
Securian Financial Services Saint Paul MN 05/2020 10/2020
Minnesota Life Insurance Company Saint Paul MN 05/2020 10/2020
Renaissance Financial Phoenix AZ 04/2020 09/2020
Vintageview Wine Storage Denver CO 06/2019 03/2020
Robinhood Financial, Llc Tempe AZ 10/2020 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2022 Present
Bank Of America, N.A. Chandler AZ 09/2022 Present
  • 08/2017 → 05/2019
    Assetmark Financial, Inc
    Phoenix, AZ
  • 04/2017 → 08/2017
    Rockridge Employment Group
    Phoenix, AZ
  • 02/2017 → 04/2017
    Symmetry Financial Group
    Tempe, AZ
  • 07/2016 → 02/2017
    Vonage Business
    Scottsdale, AZ
  • 08/2017 → 05/2019
    Assetmark Brokerage, Llc
    Phoenix, AZ
  • 05/2020 → 10/2020
    Securian Financial Services
    Saint Paul, MN
  • 05/2020 → 10/2020
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 04/2020 → 09/2020
    Renaissance Financial
    Phoenix, AZ
  • 06/2019 → 03/2020
    Vintageview Wine Storage
    Denver, CO
  • 10/2020 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 08/2022 → Present
    Chandler, AZ
  • 09/2022 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-28
  • S66 Uniform Combined State Law Examination
    2022-12-28
Other Names
  • Cody Meyers

View on SEC IAPD

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