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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-01 |
| TX | RA | APPROVED | 2023-01-01 |
Branch Locations
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assetmark Financial, Inc | Phoenix | AZ | 08/2017 | 05/2019 |
| Rockridge Employment Group | Phoenix | AZ | 04/2017 | 08/2017 |
| Symmetry Financial Group | Tempe | AZ | 02/2017 | 04/2017 |
| Vonage Business | Scottsdale | AZ | 07/2016 | 02/2017 |
| Assetmark Brokerage, Llc | Phoenix | AZ | 08/2017 | 05/2019 |
| Securian Financial Services | Saint Paul | MN | 05/2020 | 10/2020 |
| Minnesota Life Insurance Company | Saint Paul | MN | 05/2020 | 10/2020 |
| Renaissance Financial | Phoenix | AZ | 04/2020 | 09/2020 |
| Vintageview Wine Storage | Denver | CO | 06/2019 | 03/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 10/2020 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2022 | Present |
| Bank Of America, N.A. | Chandler | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-28 |
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