Richard Martin Pintor Canlas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 06/2021
  Voya Financial Advisors, Inc.
  Klein, TX
• 11/1997 → Present
  Richard Martin P. Canlas, Attorney At Law
  Conroe, TX
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-02-26 → 2021-06-09
  Voya Financial Advisors, Inc.
  Houston, TX
  Klein, TX
  Windsor, CT
  Spring, TX
  Houston, TX

Other Businesses

NAME OF ENTITY:CANCO INVESTMENTS; No; 17811 SHADY ARBOR WAY; SPRING; TX; 77379; REAL ESTATE; OWNER; 1/1/2005; 3; 0; BUY AND SELL LAND,HOMES AND OTHER PROPERTIES.|NAME OF ENTITY:RICHARD MARTIN P. CANLAS, ATTORNEY AT LAW; No; 300 W4EST DAVIS STE 400; CONROE; TX; 77301; LAW FIRM; OWNER; 11/1/1997; 160; 0; ATTORNEY AT LAW|NAME OF ENTITY:DOMINGO CANLAS; No; 17811 Shady Arbor Way; Spring; TX; 77379; FINANCIAL SERVICES; Rep-Assistant; 8/22/2019; 10; 0; PROVIDE ADMIN DUTIES AND ASSIST REP|NAME OF ENTITY:RICHARD CANLAS-RENTAL PROPERTY; No; 27143 ALLENBY PARK DR; MAGNOLIA; TX; 77354; RENTAL PROPERTY; OWNER/LANDLORCD; 11/16/2020; 1; 0; MAINTAIN PROPERTY, COLLECT RENT, PAY BILLS|NAME OF ENTITY:RICHARD MARTIN P. CANLAS; No; 300 WEST DAVIS STE 400; CONROE; TX; 77301; ADMINISTRATOR OF ESTATE-PROBATE; ADMINSTRATOR; 11/16/2020; 1; 1; ADMINISTER ESTATE ASSETS IN ACCORDANCE WITH COURT MANDATES|

Exams

• S66 Uniform Combined State Law Examination
  2018-03-20