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9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-24 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Woodbine, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Jacksonville | FL | 07/2017 | 02/2022 |
| Unemployed | Jacksonville | FL | 12/2016 | 09/2017 |
| Massmutual | Jacksonville | FL | 07/2016 | 12/2016 |
| The Prudential Insurance Company Of America | Jacksonville | FL | 09/2017 | 02/2022 |
| Alight Financial Solutions | Lincolnshire | IL | 02/2022 | Present |
MAIRE KATE'S MISSION POSITION: President NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2016 ADDRESS: 953 Mizell Drive, Woodbine GA 31569, United States DESCRIPTION: General upkeep of the property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-27 |
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